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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Marlborough MA 09/2017 11/2024
Tomatoes Pizzeria Leominster MA 09/2017 05/2018
Sentinel & Enterprise Newspaper Fitchburg MA 05/2017 06/2018
3 Media Web Hudson MA 04/2015 02/2017
Unemployed Leominster MA 02/2017 09/2017
3 Media Web Hudson MA 03/2017 06/2017
Prudential Insurance Company Of America Marlborough MA 02/2018 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 09/2017 → 11/2024
    Marlborough, MA
  • 09/2017 → 05/2018
    Tomatoes Pizzeria
    Leominster, MA
  • 05/2017 → 06/2018
    Sentinel & Enterprise Newspaper
    Fitchburg, MA
  • 04/2015 → 02/2017
    3 Media Web
    Hudson, MA
  • 02/2017 → 09/2017
    Unemployed
    Leominster, MA
  • 03/2017 → 06/2017
    3 Media Web
    Hudson, MA
  • 02/2018 → Present
    Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → Present
    Marlborough, MA
Previous Registrations
Other Businesses

WORCESTER INTERACTIVE POSITION: Freelance blogger NATURE: Blog Writing for Search Engine Optimization INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2019 ADDRESS: 27 West Mountain Street, Worcester MA 01606, United States DESCRIPTION: I will write freelance blogs for the clients of Worcester Interactive (A company that builds business websites)most of which will be Business to Customer in focus. It is something I did in a past career and the goal is to bring people in from Google searches.It has nothing to do with finance, and I specifically told them I won't write anything related to finance. I am not the only writer and if something like that did come up, I would pass on it and let someone else write it. FIRST PARISH CHURCH OF FITCHBURG POSITION: Member of Finance Committee NATURE: Budget review for church INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2019 ADDRESS: Address: 923 Main Street, Fitchburg MA 01420, United States DESCRIPTION: Helping draft and approval annual budget for the church, helping update the church's bylaws FIRST CHURCH OF CHRIST, UNITARIAN POSITION: Guest sermon presenter NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/12/2020 ADDRESS: 725 Main Street, Lancaster MA 01523, United States DESCRIPTION: I am giving a guest sermon. After I agreed to it, I was then told there would be $150 compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-16
S63 Uniform Securities Agent State Law Examination 2017-12-31
  • S65 Uniform Investment Adviser Law Examination
    2022-01-16
  • S63 Uniform Securities Agent State Law Examination
    2017-12-31

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