Best Investors Account Sign in

Riley David Gannon

Ubs Financial Services Inc.

Weehawken, NJ

Wayzata, MN

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-07-05
TX RA APPROVED_RES 2022-10-17
MN RA APPROVED 2021-11-17
NJ RA APPROVED 2020-08-24
  • ID RA
    APPROVED
    Since 2023-07-05
  • TX RA
    APPROVED_RES
    Since 2022-10-17
  • MN RA
    APPROVED
    Since 2021-11-17
  • NJ RA
    APPROVED
    Since 2020-08-24

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excelr-8 E-Bikes Excelsior MN 05/2017 08/2017
Johnson Brothers Liquor Company St. Paul MN 06/2017 08/2017
Ubs Financial Services Minneapolis MN 11/2017 12/2017
Konica Minolta Business Solutions Usa Bloomington MN 06/2018 11/2019
University Of St. Thomas St. Paul MN 08/2014 05/2018
Ubs Financial Services Weehawken NJ 01/2020 Present
  • 05/2017 → 08/2017
    Excelr-8 E-Bikes
    Excelsior, MN
  • 06/2017 → 08/2017
    Johnson Brothers Liquor Company
    St. Paul, MN
  • 11/2017 → 12/2017
    Ubs Financial Services
    Minneapolis, MN
  • 06/2018 → 11/2019
    Konica Minolta Business Solutions Usa
    Bloomington, MN
  • 08/2014 → 05/2018
    University Of St. Thomas
    St. Paul, MN
  • 01/2020 → Present
    Ubs Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-20
  • S66 Uniform Combined State Law Examination
    2020-08-20

View on SEC IAPD

Other Firms

ALPHA FINANCIAL ADVISORS, LLC
EQUITABLE ADVISORS, LLC
TD PRIVATE CLIENT WEALTH LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
CREATIVE PLANNING
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
BRIGHTHOUSE INVESTMENT ADVISERS, LLC
CITIGROUP GLOBAL MARKETS INC.

Other Investors

Janice A McGunnigle
ANN MARIE REILLEY
HENRY NICHOLSON BARRINGER
TYLER WILLIAM WEAVER
HEATHER OLINGER LAWRENCE
CAMERON HARRIS NEWELL
RICKEY J DEGANGI
Julie Ann Ann Isbey

Other Offices

ALPHA FINANCIAL ADVISORS, LLC · CHARLOTTE, NC
UBS FINANCIAL SERVICES INC. · CHARLOTTE, NC
EQUITABLE ADVISORS, LLC · CHARLOTTE, NC
TD PRIVATE CLIENT WEALTH LLC · Charlotte, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · Charlotte, NC
CREATIVE PLANNING · Charlotte, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC
BRIGHTHOUSE INVESTMENT ADVISERS, LLC · CHARLOTTE, NC

More in Weehawken, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor