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Current Employers
Thrivent Advisor Network, Llc

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-28
TX RA APPROVED 2026-04-28
  • MN RA
    APPROVED
    Since 2026-04-28
  • TX RA
    APPROVED
    Since 2026-04-28

Branch Locations

Flower Mound, TX • United States

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-01-07
TX RA APPROVED 2014-03-03
  • MN RA
    APPROVED
    Since 2016-01-07
  • TX RA
    APPROVED
    Since 2014-03-03

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Flower Mound, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Minneapolis MN 01/2014 Present
Thrivent Investment Management Inc Minneapolis MN 01/2014 Present
Other Businesses

SOULTHIRST CHURCH POSITION: Elder NATURE: Soulthirst is a Lutheran church in the northern part of the DFW area. We have weekly services on Sunday mornings along with Bible Studies. Soulthirst also supports missions and ministries locally and internationally including ministries in Uganda. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2019 ADDRESS: 4700 Nash Dr., The Colony TX 75056, United States DESCRIPTION: I will serve in a generalleadership role within the church. A large component of this would be regular attendance at Worship and Bible Study along with attendance at other major church events. This also includes regular attendance/participation at monthly Spiritual Leadership Team meetings as well as vision/budget meetings which take place once or twice a year.It would alsoentailstaying informed/updatedwith ongoing church ministry and being able to offer input/assistance as needed. I may also be asked to be part of special projects as needed.When around the church, I would be available to assist with any tasks/duties that may be necessary. I would also be available to make care calls on people if called upon, usually alongside one of the Pastors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-01
S63 Uniform Securities Agent State Law Examination 1999-02-09
  • S65 Uniform Investment Adviser Law Examination
    2014-03-01
  • S63 Uniform Securities Agent State Law Examination
    1999-02-09
Other Names
  • Steven J Harlass

View on SEC IAPD

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