Richard J Smith

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-27
WA	RA	APPROVED	2018-01-16

TX RA
APPROVED

Since 2023-04-27
WA RA
APPROVED

Since 2018-01-16

Branch Locations

9526 Oak Bay Rd Suite 300, Port Ludlow, WA 98365-0138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2017	Present
Strait Floors	Sequim	WA	10/2015	10/2017

10/2017 → Present

Edward Jones

St Louis, MO
10/2015 → 10/2017

Strait Floors

Sequim, WA

Other Businesses

Risky Games Studios LLC Type of business: Manufacture and selling games Dover, DE Start date: 11/21/2025 LPT Hours per week: 0 Hours during trading: 0 0 * Jefferson Healthcare Foundation Port Townsend, WA Start date: 5/18/2024 Board Member - Treasurer Hours per week: 0 Hours during trading: 0 Fundraising and financial reporting.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-12

S66 Uniform Combined State Law Examination

2018-01-12

Designations

Other Names

Richard Joseph Smith

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

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