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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-12-02 |
Branch Locations
675 Tyler Street, Port Townsend,, WA 98368 • United States
9481 Oak Bay Road Suite F, Port Ludlow, WA 98365 • United States
Port Townsend, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gale Investment Management | Port Townsend | WA | 12/2005 | 08/2024 |
| Commonwealth Financial Network | Waltham | MA | 12/2005 | 08/2024 |
| Commonwealth Financial Network | San Diego | CA | 08/2024 | Present |
| Gale Investment Management Partnered With Wealthmark | Port Townsend | WA | 08/2024 | Present |
1. S. S. GALE INC., INVESTMENT RELATED,675 Tyler Street, Port Townsend, WA 98368. SECURITIES AND INVESTMENT ADVISORY BUSINESS OPERATING COMPANY, Proprietor and President since 1/11/2002, own company retirement plan Trustee since 10/16/2007. 1 hour per month. 2. Commonwealth Financial Network, Investment-related, conducted at above location, Member FINRA/SIPC and Registered Investment Adviser, Registered Representative and Investment Adviser Representative since 12/2/2005, approximately 170 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-22 |
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