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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-02-14
  • IL RA
    APPROVED
    Since 2020-02-14

Branch Locations

Downers Grove, IL • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Chicago IL 10/2017 10/2018
Oak Park Country Club River Grove IL 04/2017 09/2017
Los Angeles Angels Tempe AZ 06/2016 03/2017
This Is It Furniture Champaign IL 09/2016 02/2017
University Of Illinois Champaign IL 08/2012 08/2017
Jp Morgan Securities Llc Chicago IL 10/2017 12/2019
Jpmorgan Chase Bank, Na Chicago IL 10/2018 12/2019
First Trust Portfolios L.P. Wheaton IL 12/2019 Present
First Trust Advisors L.P. Wheaton IL 12/2019 Present
  • 10/2017 → 10/2018
    Jp Morgan Chase
    Chicago, IL
  • 04/2017 → 09/2017
    Oak Park Country Club
    River Grove, IL
  • 06/2016 → 03/2017
    Los Angeles Angels
    Tempe, AZ
  • 09/2016 → 02/2017
    This Is It Furniture
    Champaign, IL
  • 08/2012 → 08/2017
    University Of Illinois
    Champaign, IL
  • 10/2017 → 12/2019
    Jp Morgan Securities Llc
    Chicago, IL
  • 10/2018 → 12/2019
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 12/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2019 → Present
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-14
S63 Uniform Securities Agent State Law Examination 2017-12-15
  • S65 Uniform Investment Adviser Law Examination
    2020-02-14
  • S63 Uniform Securities Agent State Law Examination
    2017-12-15
Other Names
  • Jd Nielsen
  • Justin D Nielsen

View on SEC IAPD

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