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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-12-02 |
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wichita | KS | 10/2017 | 03/2020 |
| Profit Builders | Wichita | KS | 03/2016 | 08/2017 |
| Ameriprise Financial Services, Llc | Wichita | KS | 03/2020 | Present |
Business Ownership; N&K Enterprises, LLC; Owner; Manage Ameriprise Business; 3646 N Bristol Ct, , Wichita, KS, 67226; Investment-Related; 08/04/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Together for Wichita Foundation; Coach - Train and coach youth soccer; ; PO Box 780724, , Wichita, KS, 67278; Not Investment-Related; 08/01/2021; 1 to 9 hours per month; 0 during trading hours / N&K Enterprises, LLC; Owner; Manage advisory business; 3646 N Bristol Ct, , Wichita, KS, 67226; Investment-Related; 08/04/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-11 |
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