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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brentwood | CA | 01/2019 | Present |
| Jpmc Bank Na (Southwest) | Brentwood | CA | 01/2019 | Present |
| Mutual Of Omaha Investor Services, Inc | Concord | CA | 10/2017 | 01/2019 |
| Mutual Of Omaha Advisors | Concord | CA | 10/2017 | 01/2019 |
| Unemployed | Antioch | CA | 09/2017 | 09/2017 |
| P.F. Chang's | Sacramento | CA | 11/2014 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-04 |
| S65 | Uniform Investment Adviser Law Examination | 2018-01-25 |
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