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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-16 |
| TX | RA | APPROVED | 2024-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Menlo Park | CA | 05/2008 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Menlo Park | CA | 01/2011 | 11/2017 |
| Jp Morgan Chase Bank | Livermore | CA | 12/2017 | 10/2019 |
| Jp Morgan Securities Llc | Livermore | CA | 12/2017 | 10/2019 |
| Ishmael Abdul's Zero Capacitance | Tracy | CA | 12/2011 | Present |
| Bancwest Investment Services, Inc | San Francisco | CA | 11/2021 | 08/2023 |
| Bmo | Brentwood | CA | 08/2023 | Present |
| Lpl Financial | Brentwood | CA | 08/2023 | Present |
1- 08/2023 / Ishmael Abdul's Zero Capacitance / Business Owner / Non Investment Related / 5 Hrs mnth / start date 12/1/2011 2- 08/2023 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-30 |
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