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Gabriella Sarai Aguilar

LPl Financial LLC

Sherman, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-14
  • TX RA
    APPROVED
    Since 2023-12-14

Branch Locations

707 S. Sam Rayburn Fwy, Sherman, TX 75090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Sherman TX 03/2016 02/2017
Express Employment Sherman TX 02/2017 09/2017
Raymond James Financial Services, Inc Sherman TX 10/2017 08/2019
Lpl Financial, Llc Sherman TX 08/2019 Present
  • 03/2016 → 02/2017
    Homemaker
    Sherman, TX
  • 02/2017 → 09/2017
    Express Employment
    Sherman, TX
  • 10/2017 → 08/2019
    Raymond James Financial Services, Inc
    Sherman, TX
  • 08/2019 → Present
    Lpl Financial, Llc
    Sherman, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-13
S63 Uniform Securities Agent State Law Examination 2022-08-17
  • S65 Uniform Investment Adviser Law Examination
    2023-12-13
  • S63 Uniform Securities Agent State Law Examination
    2022-08-17
Other Names
  • Gabby Ayala
  • Gabriella Sarai Ayala

View on SEC IAPD

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TYMOTHE ROSENTHAL
NATHAN ALAN PIKE
ZACHARY DEAN GLADEN
DUSTIN WAYNE SANDLIN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SHERMAN, TX
LPL FINANCIAL LLC · SHERMAN, TX
EDWARD JONES · SHERMAN, TX
LPL FINANCIAL LLC · SHERMAN, TX
KESTRA ADVISORY SERVICES, LLC · Sherman, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sherman, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sherman, TX
EDWARD JONES · Sherman, TX

More in Sherman, TX

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