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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
Branch Locations
455 N. Whisman Road Suite 300, Mountain View, CA 94043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Emperor Llc | Oakland | CA | 01/2011 | Present |
| Transamerica Financial Advisors, Inc | Mountain View | CA | 10/2017 | Present |
| World Financial Group, Inc. | Mountain View | CA | 06/2015 | Present |
| Caltrans | Oakland | CA | 05/1998 | Present |
| 888 International Llc | Alameda | CA | 01/2018 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CALTRANS/Investment Related - No/111 Grand Ave, Oakland, CA 510 286 6968/Government/Engineer/2.2030/160/80/Develops plans for surface transportation projects according to established engineering standards and state or federal construction policy: Prepares plans, estimates, and specifications to design transportation facilities. AMERICAN EMPEROR LLC/Investment Related - No/1900 E 12th St, Oakland, CA 94606 510 536-6868/Hardware Business/Manager/6.2009/32/0/Review and manage operation report 888 International LLC; Yes; 2601 Blanding Ave. #c252 Alameda, CA 94501; silent partner; management company for real estate "803 and 811 international blvd. Oakland CA 94606; 01/01/2018; 0 hrs/month; 0 during sec. trading; do nothing- approved with restrictions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-21 |
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