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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED | 2024-03-20 |
Branch Locations
749 W El Camino Real, 1St Floor, Mountain View, CA 94040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Pasadena | CA | 01/2009 | 11/2023 |
| J.P. Morgan Securities Llc | Mountain View | CA | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Mountain View | CA | 03/2024 | Present |
| Unemployed | San Jose | CA | 12/2023 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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