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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2023-04-27 |
| CA | RA | APPROVED | 2020-10-23 |
Branch Locations
749 W El Camino Real, 1St Floor, Mountain View, CA 94040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Santa Clara | CA | 05/2017 | 07/2020 |
| Jp Morgan Chase Bank | Santa Clara | CA | 05/2017 | 07/2020 |
| Arthur J. Gallagher & Co. Risk Placement Services | Poulsbo | WA | 05/2015 | 05/2017 |
| Jp Morgan Securities Llc | Mountain View | CA | 07/2020 | Present |
| Jp Morgan Chase Bank | Mountain View | CA | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-03 |
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