James E Parvin

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → Present
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 02/2015 → 10/2017
  The Geo Group, Inc
  Plainfield, IN
• 02/2006 → 11/2017
  Applebee's
  Indianapolis, IN
• 09/2024 → Present
  Charles Schwab Bank
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2019-10-14
• S63 Uniform Securities Agent State Law Examination
  2018-06-18

Other Names

• James Edward Parvin