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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-04 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 10/2017 | 02/2023 |
| Wells Fargo Bank | Denton | TX | 10/2012 | 09/2017 |
| Charles Schwab & Co | Southlake | TX | 10/2022 | Present |
| Charles Schwab & Co., Inc. | Westlake | TX | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-28 |
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