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Constantinos E Livaditis

Oppenheimer & Co. Inc.

St. Louis, MO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-05-18
  • MO RA
    APPROVED
    Since 2021-05-18

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 10/2017 05/2021
Barry-Wehmiller St. Louis MO 08/2017 09/2017
Unemployed St. Louis MO 03/2017 08/2017
Carrollton Bank St. Louis MO 12/2014 02/2017
Oppenheimer & Co. Inc. Clayton MO 05/2021 Present
  • 10/2017 → 05/2021
    Td Ameritrade
    St. Louis, MO
  • 08/2017 → 09/2017
    Barry-Wehmiller
    St. Louis, MO
  • 03/2017 → 08/2017
    Unemployed
    St. Louis, MO
  • 12/2014 → 02/2017
    Carrollton Bank
    St. Louis, MO
  • 05/2021 → Present
    Oppenheimer & Co. Inc.
    Clayton, MO
Previous Registrations
  • 2019-01-29 → 2021-05-12
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-01-29 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-28
S63 Uniform Securities Agent State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2019-01-28
  • S63 Uniform Securities Agent State Law Examination
    2017-11-29
Other Names
  • Dino Livaditis

View on SEC IAPD

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