Carey Merrill Markoe

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 11/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 08/2015 → 09/2017
  State Farm Insurance - Greg Meinberg Agency
  Cincinnati, OH
• 03/2018 → 11/2022
  Bank Of America, N.A.
  Cincinnati, OH
• 11/2022 → Present
  Mai Capital Management Llc
  Cincinnati, OH

Previous Registrations

• 2018-02-25 → 2022-11-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH

Other Businesses

For profit or not for profit: Non-Profit Organization Name of outside business organization: National Multiple Sclerosis Society - Ohio Valley Investment related: N Address of business: Cincinnati, Ohio 45242 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/9/2018 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: - Corporate Development Council (bring on businesses of all sizes to contribute and volunteer for NMSS) - Leadership Class (fundraising competition) For profit or not for profit: Non-Profit Organization Name of outside business organization: National Multiple Sclerosis Society - Southern OH Investment related: N Address of business: Cincinnati, Ohio 45241 Nature of business: Charitable Organization, Position, title, association: Trustee, Start date of relationship: 10/24/2019 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Member, Board of Trustees. Recently voted on to the Board of Trustees, in which I serve as a General Member. We meet quarterly and discuss staffing, Cincy/Dayton budgets, progress towards goals, and annual give/get requirements.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-22

Designations

• Certified Financial Planner

Other Names

• Carey Markoe