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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED | 2019-10-01 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2017 | Present |
| The Home Depot | Scottsdale | AZ | 06/2017 | 09/2017 |
| Northern Arizona University | Flagstaff | AZ | 08/2013 | 05/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2017 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2019 | Present |
NAME OF BUSINESS: FRIENDS OF THE PHOENIX PUBLIC LIBRARY INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: NON-PROFIT POSITION: BOARD MEMBER/FINANCE COMMITTEE START DATE: 06/2025 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PLANNING FUNDRAISING EVENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-29 |
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