John Stephen Cecil

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-29

TX RA
APPROVED

Since 2017-11-29

Branch Locations

2201 Sherwood Way, San Angelo, TX 76903 • United States

502 S Koeningheim St Ste 3A, San Angelo, TX 76903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America, Inc.	San Angelo	TX	06/1999	Present
Lpl Financial Llc	San Angelo	TX	11/2017	Present

06/1999 → Present

Investment Centers Of America, Inc.

San Angelo, TX
11/2017 → Present

Lpl Financial Llc

San Angelo, TX

Previous Registrations

1999-04-06 → 2017-11-29

Investment Centers Of America, Inc.

San Angelo, TX

San Angelo, TX

San Angelo, TX

San Angelo, TX

San Angelo, TX

Other Businesses

1. 11/29/2017 - SHANNON HEALTH SYSTEM - Not Investment Related - Non-Profit Board Member - TRUSTEE OVERSEEING ALL TRUST AND HOSPITAL ACTIVITIES - 5 hours per month. 2. 11/29/2017 - CECIL + EADY INVESTMENTS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - start date 06/99.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-02-19

S66 Uniform Combined State Law Examination

1999-02-19

Designations

Certified Financial Planner

Other Names

Steve Cecil

View on SEC IAPD