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Cassandra Green Fillingim

LPl Financial LLC

San Angelo, TX

Big Spring, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

3140 Executive Dr, San Angelo, TX 76904 • United States

1001 Scurry St, Big Spring, TX 79720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Big Spring TX 07/2000 10/2019
1St Global Advisors, Inc. Big Spring TX 03/2002 10/2019
Avantax Insurance Services, Inc. Big Spring TX 03/2006 12/2020
Fillingim, Gardiner, Green & Mcnair Big Spring TX 11/2009 12/2019
Avantax Investment Services, Inc. Big Spring TX 10/2019 12/2020
Avantax Advisory Services Big Spring TX 10/2019 12/2020
Lpl Financial, Llc Big Spring TX 01/2021 Present
Green, Fillingim & Nieto, Pllc Big Spring TX 01/2019 Present
  • 07/2000 → 10/2019
    1St Global Capital Corp
    Big Spring, TX
  • 03/2002 → 10/2019
    1St Global Advisors, Inc.
    Big Spring, TX
  • 03/2006 → 12/2020
    Avantax Insurance Services, Inc.
    Big Spring, TX
  • 11/2009 → 12/2019
    Fillingim, Gardiner, Green & Mcnair
    Big Spring, TX
  • 10/2019 → 12/2020
    Avantax Investment Services, Inc.
    Big Spring, TX
  • 10/2019 → 12/2020
    Avantax Advisory Services
    Big Spring, TX
  • 01/2021 → Present
    Big Spring, TX
  • 01/2019 → Present
    Green, Fillingim & Nieto, Pllc
    Big Spring, TX
Previous Registrations
  • 2019-10-25 → 2020-12-31
    Avantax Advisory Services
    Irving, TX
  • 2000-07-06 → 2019-10-25
    1St Global Advisors Inc
    Big Spring, TX
Other Businesses

1. 01/01/2016 - FILLINGIM FINANCIAL INC/ BUSINESS ENTITY FOR TAX/ INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ SAN ANGELO, TX 2. 01/01/2016 - BID INVESTMENTS LLC/ BUSINESS ENTITY FOR TAX/ INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 3. 01/01/2016 - GREEN & STEIN LAND LLC/ BUSINESS OWNER/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 4. 10/10/1984 - GREEN & FILLINGIM PC/ BUSINESS ENTITY FOR TAX/ INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 5. 01/01/2019 - GREEN, FILLINGIM & NIETO, PLLC (FORMERLY GREEN & FILLINGIM)/ TAX PREP/ ACCOUNTING/ CPA/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 6. 09/01/2019 - WEST TEXAS WEALTHCARE ADVISORS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX; SAN ANGELO, TX 7. 12/31/2015 - FILLINSTEIN LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 1001 SCURRY ST, BIG SPRING, TX 79720

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-11
  • S66 Uniform Combined State Law Examination
    1999-02-11
Other Names
  • Cassie Fillingim

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