Cassandra Green Fillingim

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2000 → 10/2019
  1St Global Capital Corp
  Big Spring, TX
• 03/2002 → 10/2019
  1St Global Advisors, Inc.
  Big Spring, TX
• 03/2006 → 12/2020
  Avantax Insurance Services, Inc.
  Big Spring, TX
• 11/2009 → 12/2019
  Fillingim, Gardiner, Green & Mcnair
  Big Spring, TX
• 10/2019 → 12/2020
  Avantax Investment Services, Inc.
  Big Spring, TX
• 10/2019 → 12/2020
  Avantax Advisory Services
  Big Spring, TX
• 01/2021 → Present
  Lpl Financial, Llc
  Big Spring, TX
• 01/2019 → Present
  Green, Fillingim & Nieto, Pllc
  Big Spring, TX

Previous Registrations

• 2019-10-25 → 2020-12-31
  Avantax Advisory Services
  Irving, TX
• 2000-07-06 → 2019-10-25
  1St Global Advisors Inc
  Big Spring, TX

Other Businesses

1. 01/01/2016 - FILLINGIM FINANCIAL INC/ BUSINESS ENTITY FOR TAX/ INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ SAN ANGELO, TX 2. 01/01/2016 - BID INVESTMENTS LLC/ BUSINESS ENTITY FOR TAX/ INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 3. 01/01/2016 - GREEN & STEIN LAND LLC/ BUSINESS OWNER/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 4. 10/10/1984 - GREEN & FILLINGIM PC/ BUSINESS ENTITY FOR TAX/ INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 5. 01/01/2019 - GREEN, FILLINGIM & NIETO, PLLC (FORMERLY GREEN & FILLINGIM)/ TAX PREP/ ACCOUNTING/ CPA/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX 6. 09/01/2019 - WEST TEXAS WEALTHCARE ADVISORS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ BIG SPRING, TX; SAN ANGELO, TX 7. 12/31/2015 - FILLINSTEIN LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 1%/ 1001 SCURRY ST, BIG SPRING, TX 79720

Exams

• S66 Uniform Combined State Law Examination
  1999-02-11

Other Names

• Cassie Fillingim