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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

6320 Fly Road Suite 213, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret Grant & Co., Inc. Syracuse NY 10/2017 04/2019
Le Moyne College Cemoyne NY 08/2015 05/2018
Capital Strategy Group Syracuse NY 04/2019 04/2020
Fiscal Advisors & Marketing Inc. Syracuse NY 04/2020 07/2020
Michael Roberts Associates East Syracuse NY 07/2020 Present
Commonwealth Financial Network Waltham MA 07/2020 Present
  • 10/2017 → 04/2019
    Cadaret Grant & Co., Inc.
    Syracuse, NY
  • 08/2015 → 05/2018
    Le Moyne College
    Cemoyne, NY
  • 04/2019 → 04/2020
    Capital Strategy Group
    Syracuse, NY
  • 04/2020 → 07/2020
    Fiscal Advisors & Marketing Inc.
    Syracuse, NY
  • 07/2020 → Present
    Michael Roberts Associates
    East Syracuse, NY
  • 07/2020 → Present
    Waltham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-05
  • S66 Uniform Combined State Law Examination
    2020-10-05

View on SEC IAPD

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