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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NY RA APPROVED 2021-06-29
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

5760 Commons Park Drive, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 11/2008 Present
Diversified Wealth Strategies East Syracuse NY 11/2008 Present
Other Businesses

FIXED INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-31
  • S66 Uniform Combined State Law Examination
    2001-05-31

View on SEC IAPD

Other Firms

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