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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-05-12 |
| OH | RA | APPROVED | 2020-10-19 |
Branch Locations
225 Pictoria Drive Fl 8, Cincinnati, OH 45246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Longhorn Steakhouse | Cincinnati | OH | 02/2015 | 01/2017 |
| Seasons 52 | Cincinnati | OH | 01/2017 | 09/2017 |
| The Art Of Shaving | Liverty Township | OH | 03/2017 | 09/2017 |
| Fidelity | Covington | KY | 09/2017 | 08/2018 |
| Lm Kohn & Company | Cincinnati | OH | 08/2018 | 10/2020 |
| Raymond James Financial Services, Inc. | Cincinnati | OH | 10/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Cincinnati | OH | 10/2020 | Present |
| First Financial Bank | Cincinnati | OH | 02/2021 | Present |
(1)Name of Business: Yellow Cardinal Brokerage Services Address: 225 Pictoria Dr Fl 8, Cincinnati, OH, 45246, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor for Yellow Cardinal Brokerage Services through First Financial Bank.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-01 |
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