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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States
6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sage Investment Properties | Irvine | CA | 02/2017 | 03/2021 |
| Mir Express Inc | Irvine | CA | 09/2014 | Present |
| Axa Advisors, Llc | New York | NY | 12/2017 | 07/2018 |
| Td Ameritrade | Beverly Hills | CA | 03/2020 | 01/2021 |
| Td Ameritrade, Inc | Beverly Hills | CA | 02/2021 | 12/2022 |
| Charles Schwab & Co., Inc. | Thousand Oaks | CA | 04/2022 | Present |
| Charles Schwab Bank, Ssb | Thousand Oaks | CA | 04/2022 | Present |
| Td Ameritrade Investment Management, Llc | Beverly Hills | CA | 02/2021 | 12/2022 |
1) MIR Express, INC. | Investment Related:No|Retail|Chief Operations Officer|9/17/2014|Less than 20|0|This is a UPS Store Franchise, I do business administrative things and develop/refine operational processes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-09 |
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