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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-13 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
145 Thomas Gangemi Dr, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 07/2018 | 04/2019 |
| Temple University | Philadelphia | PA | 08/2014 | 05/2018 |
| Cybersoft Operating Corporation | Conshohocken | PA | 01/2017 | 06/2018 |
| Td Bank | Philadelphia | PA | 01/2016 | 01/2017 |
| New York Life | Mt. Laurel | NJ | 09/2017 | 01/2018 |
| Pgim Investments,Llc | Newark | NJ | 04/2019 | 09/2022 |
| Prudential Investment Management Services Llc | Newark | NJ | 05/2019 | 09/2022 |
| Pgim Investments,Llc | Newark | NJ | 05/2019 | 09/2022 |
| Lpl Financial Llc | Merchantville | NJ | 09/2022 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Jersey City | NJ | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-28 |
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