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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-14 |
| GA | RA | APPROVED | 2026-01-23 |
| MS | RA | APPROVED | 2025-09-08 |
| WV | RA | APPROVED | 2025-08-07 |
| VA | RA | APPROVED | 2023-12-08 |
| IA | RA | APPROVED | 2023-09-29 |
| NC | RA | APPROVED | 2023-01-30 |
| NH | RA | APPROVED | 2022-11-07 |
| MN | RA | APPROVED | 2022-08-12 |
| WA | RA | APPROVED | 2021-04-27 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2021-03-12 |
| MD | RA | APPROVED | 2020-02-14 |
| SC | RA | APPROVED | 2019-03-14 |
| IL | RA | APPROVED | 2018-10-09 |
| HI | RA | APPROVED | 2018-08-27 |
| PA | RA | APPROVED | 2018-06-12 |
| MA | RA | APPROVED | 2017-09-20 |
| CA | RA | APPROVED | 2016-09-19 |
| FL | RA | APPROVED | 2015-02-25 |
| NJ | RA | APPROVED | 2014-07-18 |
Branch Locations
14021 Metropolis Ave., Fort Myers, FL 33912 • United States
Lakewood Ranch, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Wall | NJ | 03/2014 | 01/2021 |
| Park Avenue Securities | Wall | NJ | 05/2014 | 01/2021 |
| Park Avenue Securities | Fort Myers | FL | 02/2021 | Present |
| Guardian Life Insurance Company Of America | Fort Myers | FL | 02/2021 | Present |
| Guardian Life Insurance Company | Lakewood Ranch | FL | 06/2024 | Present |
| Park Avenue Securities | Lakewood Ranch | FL | 06/2024 | Present |
1. P&C Licenses-Property and Casualty products Start: 12/16/2013 Address: N/A 0 hrs per month Investment related 2. Sale of insurance other than guardian products Start: 09/09/2016 Address: 1959 Rt 34 Suite 101; Wall, NJ 07719 1 non bus hr per month Investment related 3) Empower Financial LLC-Management LLC set up for accounting, tax & Marketing purposes Start: 01/01/2021 Address: 14021 Metropolis Ave, Fort Myers, FL 33912 4 total hours per month, 2 during securities trading hours Investment related No annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-08 |
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