Kenneth Scott Bernheim

Current Employers

Employment History

• 04/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT
• 04/2026 → Present
  Bank Of America, N.A
  Fairfield, CT

Previous Registrations

• 2005-10-04 → 2011-04-21
  Osaic Institutions, Inc.
  Norwalk, CT
  Norwalk, CT
• 2003-02-17 → 2005-10-05
  Wells Fargo Clearing Services, Llc
  White Plains, NY
• 1999-11-04 → 2002-11-19
  Ubs Financial Services Inc.
  Mount Kisco, NY

Other Businesses

I*8513For profit or not for profit: Name of outside business organization: K S. B & A C. B Investment related: Address of business:Harwich Port, Massachusetts 2646Nature of business: ,Position, title, association: , Start date of relationship: 7/26/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*134666For profit or not for profit: Non-Profit OrganizationName of outside business organization: Norwalk Community College FoundationInvestment related: NAddress of business: Norwalk, Connecticut 06854Nature of business: CorporationPosition, title, association: Director, Start date of relationship: 11/10/2020Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Board Member - The Foundation supports Norwalk Community College to further the development of the student body by providing funding for a variety of programs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-11
• S63 Uniform Securities Agent State Law Examination
  1999-05-07