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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-12-15
TX RA APPROVED 2018-09-11
OH RA APPROVED 2018-07-19
  • KY RA
    APPROVED
    Since 2020-12-15
  • TX RA
    APPROVED
    Since 2018-09-11
  • OH RA
    APPROVED
    Since 2018-07-19

Branch Locations

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 09/2017 Present
Unemployed Cincinnati OH 05/2017 09/2017
General Mills, Inc. Cincinnati OH 07/2016 05/2017
Northern Kentucky University Highland Heights KY 08/2016 Present
Xavier University Athletics Cincinnati OH 08/2016 Present
Xavier University Cincinnati OH 08/2016 12/2017
Bank Of America, N.A. Cincinnati OH 09/2017 Present
  • 09/2017 → Present
    Cincinnati, OH
  • 05/2017 → 09/2017
    Unemployed
    Cincinnati, OH
  • 07/2016 → 05/2017
    General Mills, Inc.
    Cincinnati, OH
  • 08/2016 → Present
    Northern Kentucky University
    Highland Heights, KY
  • 08/2016 → Present
    Xavier University Athletics
    Cincinnati, OH
  • 08/2016 → 12/2017
    Xavier University
    Cincinnati, OH
  • 09/2017 → Present
    Bank Of America, N.A.
    Cincinnati, OH
Other Businesses

I am a freelance broadcaster for Northern Kentucky University in Newport, KY and Xavier University Athletics in Cincinnati, OH. I broadcast college athletics live events on ESPN3 and GoXavier.com on select nights and weekends throughout the year. I began broadcasting for these organizations in August, 2016. I devote 0 hours to this activity during securities trading hours, and participate in this activity an average of a few hours per month throughout the year. This is not investment related.I*469298For profit or not for profit: Entity GovernmentalName of outside business organization: Northern Kentucky UniversityInvestment related: NAddress of business: Newport, Kentucky, 41099Nature of business: ["School, College or University"]Position, title, association: , Start date of relationship: 11/28/2017Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , UniversityBroadcast NCAA sports events I*2020267, Entity Type Entity Charitable, Name of OBA: May We Help Address: CincinnatiOhio45227 Investment Related: No Position, Title, Association: Board Member Employee Start Date:10/01/2024 No Hours: 1 weekly No Hours during trading: 0 Duties: Member of the Board of Directors of May We Help:https://maywehelp.org/

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-18
  • S66 Uniform Combined State Law Examination
    2018-07-18
Other Names
  • Richard Hidy

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