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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-12-15 |
| TX | RA | APPROVED | 2018-09-11 |
| OH | RA | APPROVED | 2018-07-19 |
Branch Locations
312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 09/2017 | Present |
| Unemployed | Cincinnati | OH | 05/2017 | 09/2017 |
| General Mills, Inc. | Cincinnati | OH | 07/2016 | 05/2017 |
| Northern Kentucky University | Highland Heights | KY | 08/2016 | Present |
| Xavier University Athletics | Cincinnati | OH | 08/2016 | Present |
| Xavier University | Cincinnati | OH | 08/2016 | 12/2017 |
| Bank Of America, N.A. | Cincinnati | OH | 09/2017 | Present |
I am a freelance broadcaster for Northern Kentucky University in Newport, KY and Xavier University Athletics in Cincinnati, OH. I broadcast college athletics live events on ESPN3 and GoXavier.com on select nights and weekends throughout the year. I began broadcasting for these organizations in August, 2016. I devote 0 hours to this activity during securities trading hours, and participate in this activity an average of a few hours per month throughout the year. This is not investment related.I*469298For profit or not for profit: Entity GovernmentalName of outside business organization: Northern Kentucky UniversityInvestment related: NAddress of business: Newport, Kentucky, 41099Nature of business: ["School, College or University"]Position, title, association: , Start date of relationship: 11/28/2017Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , UniversityBroadcast NCAA sports events I*2020267, Entity Type Entity Charitable, Name of OBA: May We Help Address: CincinnatiOhio45227 Investment Related: No Position, Title, Association: Board Member Employee Start Date:10/01/2024 No Hours: 1 weekly No Hours during trading: 0 Duties: Member of the Board of Directors of May We Help:https://maywehelp.org/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-18 |
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