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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-19
CA RA APPROVED 2018-01-05
  • TX RA
    APPROVED_RES
    Since 2022-01-19
  • CA RA
    APPROVED
    Since 2018-01-05

Branch Locations

3605 Alamo St, Simi Valley, CA 93063 • United States

23822 Valencia Blvd, Valencia, CA 91355 • United States

Agua Dulce, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rainbo Records Canoga Park CA 02/2004 02/2018
Thrivent Investment Management Inc Valencia CA 10/2017 Present
Thrivent Financial Appleton WI 02/2018 03/2018
Thrivent Financial Appleton WI 03/2018 Present
  • 02/2004 → 02/2018
    Rainbo Records
    Canoga Park, CA
  • 10/2017 → Present
    Valencia, CA
  • 02/2018 → 03/2018
    Thrivent Financial
    Appleton, WI
  • 03/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

DARREN NORTON POSITION: Self Employ Consulting NATURE: CD DVD and BluRay - Optical Disc - Record labels-Consulting on transition to new plants - INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 8 START DATE: 02/03/2020 ADDRESS: 33145 Sierra Pelona Rd, Agua Dulce CA 91390, United States DESCRIPTION: Assist Labels with Transitions to new production facilities - Help with new release planning and production meetings. Production direction.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-04
  • S66 Uniform Combined State Law Examination
    2018-01-04

View on SEC IAPD

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