Robert Philip Sullivan

Current Employers

Employment History

• 06/2015 → 01/2017
  Equity Fund Advisors
  Phoenix, AZ
• 06/2015 → 01/2017
  Cole Capital Corporation
  Phoenix, AZ
• 01/2017 → 03/2018
  Axiom Capital Management, Inc.
  New York, NY
• 01/2017 → 03/2017
  Ascendant Capital Llc
  Austin, TX
• 03/2017 → 01/2018
  Ascendant Alternative Strategies Llc
  Austin, TX
• 08/2018 → 07/2019
  Hbw Advisory Services, Llc
  Newport Beach, CA
• 04/2018 → 07/2018
  Unemployed
  Newport Beach, CA
• 01/2004 → Present
  Robert Sullivan
  Agoura Hills, CA
• 01/2011 → Present
  Raghorn Ranch Land & Cattle Co Llc
  May, ID
• 03/2018 → Present
  Hbw Partners, Llc
  Newport Beach, CA
• 08/2018 → Present
  Goldhorn Capital Management Llc
  Newport Beach, CA
• 10/2018 → 07/2019
  Cetera Advisor Networks
  El Segundo, CA
• 01/2020 → 04/2020
  Cetera Advisor Networks
  El Segundo, CA
• 01/2020 → Present
  Hbw Advisory Services, Llc
  Newport Beach, CA

Previous Registrations

• 2013-09-09 → 2014-04-10
  Lord, Abbett & Co. Llc
  Jersey City, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND ANNUITIES 2. NAME OF OTHER BUSINESS: ROBERT SULLIVAN INVESTMENT RELATED: NO ADDRESS: 27041 HIDDEN TRAIL ROAD AGOURA HILLS CA NATURE OF BUSINESS: LEGAL START DATE: 2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: CURSORY LEGAL ADVISE AND ATTORNEY REFERRAL SERVICE 3. NAME OF OTHER BUSINESS: RAGHORN RANCH LAND & CATTLE CO LLC INVESTMENT RELATED: NO ADDRESS: 1150 BIG CREEK ROAD MAY, ID 83253 NATURE OF BUSINESS: RANCHING START DATE: 2011 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: ASSIST HORSE TRAINING AND TRANSPORTATION / ALFALFA PLANTING AND HARVEST 4. NAME OF OTHER BUSINESS: HBW PARTNERS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: INSURANCE AGENT 5. NAME OF OTHER BUSINESS: GOLDHORN CAPITAL MANAGEMENT LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICE RAMHORN LLC/DAPSHIRE CATTTLE RANCHING OVERSIGHT OF RANCH 1/2023, PRIVATE TRUST CORP, BOARD MEMBER, ATTENDED QUARTERLY BOARD MEETINGS

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-26
• S63 Uniform Securities Agent State Law Examination
  2006-03-31