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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-06 |
Branch Locations
1 Music Circle North Suite 400, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2017 | 12/2019 |
| Bank Of America, N.A. | Chandler | AZ | 09/2017 | 12/2019 |
| Unemployed | Scottsdale | AZ | 08/2017 | 09/2017 |
| Equity Methods | Scottsdale | AZ | 06/2017 | 08/2017 |
| Student Learning Centers, Nau | Flagstaff | AZ | 01/2016 | 05/2017 |
| Nortern Arizona University | Flagstaff | AZ | 08/2013 | 05/2017 |
| Quicken Loans | Scottsdale | AZ | 05/2016 | 12/2016 |
| Truist Investment Services, Inc. | Nashville | TN | 06/2021 | 02/2024 |
| Truist Advisory Services, Inc. | Nashville | TN | 06/2021 | 02/2024 |
| Alliancebernstein Llp | Nashville | TN | 01/2020 | 06/2021 |
| Register Financial Associates, Inc | Atlanta | GA | 03/2024 | 01/2025 |
| Register Financial Advisors, Llc | Atlanta | GA | 03/2024 | 01/2025 |
| Valic Financial Advisors, Inc. | Houston | TX | 01/2025 | Present |
| Agia | Houston | TX | 01/2025 | Present |
AGIA POSITION: Agent NATURE: Non-securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/27/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance Products for AGIA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
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