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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-14 |
| GA | RA | APPROVED | 2018-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 09/2017 | Present |
| Unemployed | Flowery Branch | GA | 05/2017 | 09/2017 |
| St. Louis Cardinals | St. Louis | MO | 02/2013 | 05/2017 |
| Bank Of America, N.A. | Alpharetta | GA | 02/2018 | Present |
I*109526 For profit or not for profit: For-Profit Organization Name of outside business organization: The Navy's Cardinal, LLC Investment related: Y Address of business: Flowery Branch, Georgia 30542 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 2/22/2017 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose The Navy's Cardinal, LLC is to produce a screenplay of my life story. I*117379 For profit or not for profit: For-Profit Organization Name of outside business organization: Mitch Harris Motivational Speaking Investment related: N Address of business: Cumming, Georgia 30028 Nature of business: Sole Proprietorship, Position, title, association: Other, Speaker Start date of relationship: 11/7/2018 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Been asked to do speaking engagements in regards to my military/baseball experiences. These would be motivational/inspirational speeches revolving around my journey of becoming the first Major League Baseball player from the Naval Academy in 100yrs I*123024 For profit or not for profit: For-Profit Organization Name of outside business organization: Mitch Harris Book Investment related: N Address of business: Cumming, Georgia 30028 Nature of business: Other,Contract between the publishing company and myself Position, title, association: Other, Owner of the story rights Start date of relationship: 9/30/2019 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Myself and a ghostwriter have written a proposal for a book that covers my life story. I*1787271, Entity Type:Entity For Profit, Name of OBA:LT4D, LLC Address: Cumming, GA 3028 Investment Related: No, Position, Title, Association:General Partner/Managing Member Employee Start 2/23/24 Date: No Hours: 10 weekly No Hours during trading:0 Duties:This is an LLC my wife and I created for my book that will be coming out later this year. We will run all book related stuff through this LLC as well as any speaking engagements through this as well.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-05 |
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