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Christopher William Lucky

Wells Fargo Clearing Services, LLC

St. Louis, MO

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-04
UT RA APPROVED 2017-12-05
  • TX RA
    APPROVED
    Since 2018-01-04
  • UT RA
    APPROVED
    Since 2017-12-05

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

5201 W Amelia Earhart Dr, Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Salt Lake City UT 09/2017 Present
Associate Staffing Salt Lake City UT 09/2017 12/2017
America First Credit Union Salt Lake City UT 01/2017 09/2017
Unemployed Cedar City UT 08/2016 01/2017
  • 09/2017 → Present
    Wells Fargo Clearing Services Llc
    Salt Lake City, UT
  • 09/2017 → 12/2017
    Associate Staffing
    Salt Lake City, UT
  • 01/2017 → 09/2017
    America First Credit Union
    Salt Lake City, UT
  • 08/2016 → 01/2017
    Unemployed
    Cedar City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01
Other Names
  • Chris Lucky
  • Christopher Lucky

View on SEC IAPD

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