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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-22
WA RA APPROVED 2023-07-20
  • TX RA
    APPROVED_RES
    Since 2023-08-22
  • WA RA
    APPROVED
    Since 2023-07-20

Branch Locations

601 W Riverside Ave, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Spokane WA 09/2017 06/2023
Movher, Llc Spokane WA 05/2016 09/2017
Farmgirlfit, Llc Spokane WA 05/2016 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 06/2023 Present
Bank Of America, N.A. Spokane WA 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
  • S66 Uniform Combined State Law Examination
    2018-01-18
Other Names
  • Heather Bowman

View on SEC IAPD

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