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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-03 |
| CA | RA | APPROVED | 2017-03-06 |
| IL | RA | APPROVED | 2017-03-06 |
Branch Locations
1432 Techny Rd, Northbrook, IL 60062 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cla Financial Advisors Llc, Acquired By Wealth Enhancement | Northbrook | IL | 04/2011 | 02/2017 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 01/2017 | Present |
| Lpl Financial, Llc | Northbrook | IL | 03/2017 | 06/2025 |
| Wealth Enhancement Advisory Services | Plymouth | MN | 03/2017 | Present |
1) 02/08/2017 - WEALTH ENHANCEMENT GROUP - Non-Variable Insurance - inv rel - at reported business location(s) - selling TRADITIONAL INSURANCE, FIXED ANNUITIES, DISABLITY, AND LONG TERM CARE 2) 02/08/2017 - Notary - Northbrook, IL 3) 3/16/2017 - WEALTH ENHANCEMENT ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 80 Hours Per Month - I provide investment advisory services through WEAS an independent investment advisor firm. I started this business activity on 3/16/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4) 3/24/2017 - CLA Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2017 - 3 Hours Per Month/1 Hour During Securities Trading. 5) 8/29/2018 - No Business Name - Not Investment Related - Various ice rinks across the greater Chicago-land area. - Outside/W-2 Employment - Level 1 USA Hockey Official. - Start Date: 09/01/2018 - 10 Hours Per Month/0 Hours During Securities Trading - Officiating youth hockey games in local community and neighboring communities. 5/13/2019 Family reach pro bono counseling for Cancer patients families. 4-6 hours per month not compensated
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-22 |
| S65 | Uniform Investment Adviser Law Examination | 2001-10-23 |
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