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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-03-25 |
Branch Locations
340 May Mart Drive, Rochelle, IL 61068 • United States
1721 Midtown Road, Peru, IL 61354 • United States
317 S Main Street, Princeton, IL 61356 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spring Valley City Bank | Spring Valley | IL | 08/2016 | 10/2017 |
| Ameriprise Financial Services, Inc. | Peru | IL | 10/2017 | 07/2018 |
| Mautino's Distribution | Spring Valley | IL | 07/2018 | 10/2018 |
| Central Bank Illinois | Rochelle | IL | 10/2018 | Present |
| Lpl Financial Llc | Rochelle | IL | 03/2020 | Present |
1. 3/25/2020 - Odyssey Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 12/16/2020 - Central Bank Illinois - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Trust Administrator Officer - Started 10/15/2018 - 110 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-27 |
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