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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-08
IL RA APPROVED 2025-03-03
  • TX RA
    APPROVED
    Since 2025-04-08
  • IL RA
    APPROVED
    Since 2025-03-03

Branch Locations

340 May Mart Drive, Rochelle, IL 61068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochelle IL 03/2015 Present
Central Bank Illinois Rochelle IL 03/2015 Present
  • 03/2015 → Present
    Rochelle, IL
  • 03/2015 → Present
    Central Bank Illinois
    Rochelle, IL
Other Businesses

1) 05/09/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Odyssey Wealth Services - Investment related - At reported business location(s). 2) 05/09/2024 - CENTRAL BANK ILLINOIS - Notary - At Reported Business Location(s) - Investment related - Start date 04/26/2021. 3) 03/13/2025 - Central Bank Illinois Corporation - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 04/01/2025 - 2 Hrs/Mth - 2 Hrs During Trading. 4) 03/10/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Odyssey Wealth Services - Investment Related - At Reported Business Location(s) - Start Date 03/03/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 5) 07/06/2026 - Central Bank Illinois - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 07/03/2026 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-01
  • S66 Uniform Combined State Law Examination
    2025-03-01
Other Names
  • Susana Garcia Escutia

View on SEC IAPD

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