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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Financial Services St Paul MN 11/2000 Present
Minnesota Life St Paul MN 11/2000 08/2023
Shoemaker Agency Germantown TN 11/2000 Present
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Securian Financial Services, Inc. Germantown TN 11/2000 08/2023
  • 11/2000 → Present
    Ascend Financial Services
    St Paul, MN
  • 11/2000 → 08/2023
    Minnesota Life
    St Paul, MN
  • 11/2000 → Present
    Shoemaker Agency
    Germantown, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
  • 11/2000 → 08/2023
    Securian Financial Services, Inc.
    Germantown, TN
Previous Registrations
  • 2004-03-15 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    Germantown, TN
    St. Paul, MN
Other Businesses

SHOEMAKER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1999 ADDRESS: , Germantown TN , United States DESCRIPTION: Agent/Broker

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1999-03-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1999-03-08
Designations

View on SEC IAPD

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