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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-14
SD RA APPROVED 2018-11-19
  • TX RA
    APPROVED_RES
    Since 2024-08-14
  • SD RA
    APPROVED
    Since 2018-11-19

Branch Locations

7408 S Bitterroot Pl, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dakotaland Federal Credit Union Volga SD 05/2016 08/2017
Thrivent Financial Huron SD 09/2017 09/2018
James Valley Christian School Huron SD 07/2017 Present
South Dakota State University Brookings SD 08/2014 05/2018
Thrivent Investment Management, Inc. Huron SD 05/2018 11/2018
Thrivent Financial Appleton WI 09/2018 11/2018
Raymond James Financial Services, Inc. Huron SD 11/2018 Present
Raymond James Financial Services Advisors, Inc. Huron SD 11/2018 Present
Cornerstone Financial Solutions Huron SD 12/2020 Present
N/A Yankton SD 08/2021 Present
Amazon Tea SD 09/2022 01/2023
Avera Select Basketball Sioux Falls SD 10/2023 10/2024
  • 05/2016 → 08/2017
    Dakotaland Federal Credit Union
    Volga, SD
  • 09/2017 → 09/2018
    Thrivent Financial
    Huron, SD
  • 07/2017 → Present
    James Valley Christian School
    Huron, SD
  • 08/2014 → 05/2018
    South Dakota State University
    Brookings, SD
  • 05/2018 → 11/2018
    Huron, SD
  • 09/2018 → 11/2018
    Thrivent Financial
    Appleton, WI
  • 11/2018 → Present
    Raymond James Financial Services, Inc.
    Huron, SD
  • 11/2018 → Present
    Huron, SD
  • 12/2020 → Present
    Cornerstone Financial Solutions
    Huron, SD
  • 08/2021 → Present
    N/A
    Yankton, SD
  • 09/2022 → 01/2023
    Amazon
    Tea, SD
  • 10/2023 → 10/2024
    Avera Select Basketball
    Sioux Falls, SD
Previous Registrations
Other Businesses

(1)Name of Business: Address: 105 Jerry Street, Yankton, SD, 57078, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 08/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: -maintain fair and orderly conduct in the field of play-administering Junior varsity and Varsity boys and girls soccer contests within the state of South Dakota (2)Name of Business: Cornerstone Financial Solutions Address: 280 Dakota Ave S, Huron, SD, 57350, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: -trades-client service-reporting-wealth advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-24
  • S66 Uniform Combined State Law Examination
    2018-08-24

View on SEC IAPD

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