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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-14 |
| SD | RA | APPROVED | 2018-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dakotaland Federal Credit Union | Volga | SD | 05/2016 | 08/2017 |
| Thrivent Financial | Huron | SD | 09/2017 | 09/2018 |
| James Valley Christian School | Huron | SD | 07/2017 | Present |
| South Dakota State University | Brookings | SD | 08/2014 | 05/2018 |
| Thrivent Investment Management, Inc. | Huron | SD | 05/2018 | 11/2018 |
| Thrivent Financial | Appleton | WI | 09/2018 | 11/2018 |
| Raymond James Financial Services, Inc. | Huron | SD | 11/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Huron | SD | 11/2018 | Present |
| Cornerstone Financial Solutions | Huron | SD | 12/2020 | Present |
| N/A | Yankton | SD | 08/2021 | Present |
| Amazon | Tea | SD | 09/2022 | 01/2023 |
| Avera Select Basketball | Sioux Falls | SD | 10/2023 | 10/2024 |
(1)Name of Business: Address: 105 Jerry Street, Yankton, SD, 57078, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 08/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: -maintain fair and orderly conduct in the field of play-administering Junior varsity and Varsity boys and girls soccer contests within the state of South Dakota (2)Name of Business: Cornerstone Financial Solutions Address: 280 Dakota Ave S, Huron, SD, 57350, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: -trades-client service-reporting-wealth advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-24 |
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