William Chambliss Woods

Osaic Institutions, Inc.

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Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-01-02

CT RA
APPROVED

Since 2020-01-02

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Infinex Financial Group	Meriden	CT	08/2018	Present
Cfm Construction Corp.	Glastonbury	CT	05/2015	08/2018
Trinity College	Hartford	CT	09/2014	05/2018

08/2018 → Present

Infinex Financial Group

Meriden, CT
05/2015 → 08/2018

Cfm Construction Corp.

Glastonbury, CT
09/2014 → 05/2018

Trinity College

Hartford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-20

S66 Uniform Combined State Law Examination

2019-12-20

View on SEC IAPD

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Other Investors

JEANETTE FUNG CHUNG

DENISE ELIZABETH MATHEWS

RAJU T PUNNOOSE

FREDERICK C. BROSE

MICHAEL BRENDON COOK

GARY LEE JAMESON

JENNIFER MARIE Campbell

Other Offices

OSAIC INSTITUTIONS, INC. · MERIDEN, CT

CETERA INVESTMENT ADVISERS LLC · MERIDEN, CT

BROOKSTONE WEALTH ADVISORS, LLC · Meriden, CT

LPL FINANCIAL LLC · MERIDEN, CT

OSAIC INSTITUTIONS, INC. · meriden, CT

1.21 GIGAWATTS MANAGEMENT COMPANY LLC · MIDDLETOWN, CT

CWM, LLC · Wallingford, CT

SENTINEL ASSET MANAGEMENT, LLC · WALLINGFORD, CT

More in Meriden, CT

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