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701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-02 |
| WA | RA | APPROVED | 2022-02-28 |
Branch Locations
701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 09/2017 | 07/2019 |
| Elliott Bay Capital Trust | Seattle | WA | 06/2016 | 09/2016 |
| Jak's Grill | Seattle | WA | 01/2017 | 08/2017 |
| University Of Washington, Foster School Of Business | Seattle | WA | 09/2016 | 06/2017 |
| University Of Washington | Seattle | WA | 09/2013 | 06/2017 |
| Ubs Financial Services Inc. | Bellevue | WA | 07/2019 | 10/2019 |
| Parcion Private Wealth Management | Bellevue | WA | 10/2019 | 02/2022 |
| Freestone Capital Management, Llc | Seattle | WA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-27 |
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