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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
VA RA APPROVED 2022-04-14
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • VA RA
    APPROVED
    Since 2022-04-14

Branch Locations

312 Brook Pl, Forest, VA 24551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Lynchburg VA 09/2017 04/2022
Liberty University Lynchburg VA 02/2012 09/2017
Bank Of America, N.A. Lynchburg VA 05/2018 04/2022
Raymond James Financial Services, Inc. Lynchburg VA 04/2022 Present
Raymond James Financial Services Advisors, Inc. Lynchburg VA 04/2022 Present
Liberty Womens Hockey Lynchburg VA 01/2024 Present
  • 09/2017 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith
    Lynchburg, VA
  • 02/2012 → 09/2017
    Liberty University
    Lynchburg, VA
  • 05/2018 → 04/2022
    Bank Of America, N.A.
    Lynchburg, VA
  • 04/2022 → Present
    Raymond James Financial Services, Inc.
    Lynchburg, VA
  • 04/2022 → Present
    Lynchburg, VA
  • 01/2024 → Present
    Liberty Womens Hockey
    Lynchburg, VA
Previous Registrations
Other Businesses

(1) Name of Business: Address: 1971 University Blvd, Lynchburg, VA, 24515, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 08/16/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am a part time assistant coach for the local Hockey team. (2) Name of Business: Address: 119 Valleydale Dr. , Lynchburg , VA, 24502, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/07/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a small rental house in Lynchburg. (3) Name of Business: Resolute Private Wealth Address: 312 Brook Park Pl, Forest, VA, 24551, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 01/14/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Part Owner along with being a financial advisor for the Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-27
  • S66 Uniform Combined State Law Examination
    2018-04-27

View on SEC IAPD

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