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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-16
  • OH RA
    APPROVED
    Since 2026-03-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cheesecake Factory Beavercreek OH 08/2013 05/2017
Western & Southern Life Dayton OH 06/2017 02/2019
W&S Brokerage Services Cincinnati OH 09/2017 02/2019
Sinclair Community College Dayton OH 08/2013 05/2017
Touchstone Securities, Inc. Cincinnati OH 02/2019 02/2026
Ifs Financial Services Cincinnati OH 02/2019 02/2026
Empower Financial Services, Inc Greenwood Village CO 03/2026 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2026 Present
  • 08/2013 → 05/2017
    Cheesecake Factory
    Beavercreek, OH
  • 06/2017 → 02/2019
    Western & Southern Life
    Dayton, OH
  • 09/2017 → 02/2019
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2013 → 05/2017
    Sinclair Community College
    Dayton, OH
  • 02/2019 → 02/2026
    Touchstone Securities, Inc.
    Cincinnati, OH
  • 02/2019 → 02/2026
    Ifs Financial Services
    Cincinnati, OH
  • 03/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2026 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-09
S63 Uniform Securities Agent State Law Examination 2019-03-26
  • S65 Uniform Investment Adviser Law Examination
    2024-11-09
  • S63 Uniform Securities Agent State Law Examination
    2019-03-26
Other Names
  • Joe Nelson
  • Joseph M Nelson

View on SEC IAPD

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