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Mark Thomas Mullin

LPl Financial LLC

Bloomfied Hills, MI

Troy, MI

Fort Mill, SC

CRD 6858898

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-09-15
  • MI RA
    APPROVED
    Since 2021-09-15

Branch Locations

43636 Woodward Ave Ste 200, Bloomfied Hills, MI 48302 • United States

2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark T Mullin Cpa Bloomfield Hills MI 05/1994 Present
Mtm Consulting Llc Bloomfield Hills MI 08/2017 Present
Lpl Financial Llc Bloomfield Hills MI 09/2021 Present
  • 05/1994 → Present
    Mark T Mullin Cpa
    Bloomfield Hills, MI
  • 08/2017 → Present
    Mtm Consulting Llc
    Bloomfield Hills, MI
  • 09/2021 → Present
    Bloomfield Hills, MI
Previous Registrations
  • 2017-11-03 → 2021-12-31
    Mtm Consulting Llc
    Bloomfield Hills, MI
Other Businesses

Mark Thomas Mullin is an accountant, CPA and owner of Mark T Mullin CPA and from time to time, may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. MCL always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of MCL in connection with such individual's activities outside of MCL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-10
  • S65 Uniform Investment Adviser Law Examination
    2017-07-10

View on SEC IAPD

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