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Scott John Bergin

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-10
FL RA APPROVED 2022-07-01
  • TX RA
    APPROVED_RES
    Since 2022-08-10
  • FL RA
    APPROVED
    Since 2022-07-01

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Winter Park FL 09/2017 Present
Huntington Learning Center Orlando FL 01/2001 07/2017
S & S Educational Ent. Inc Orlando FL 01/2001 Present
Charles Schwab Bank, Ssb Orlando FL 05/2020 06/2022
Schwab Wealth Advisory, Inc. Winter Park FL 06/2022 Present
Charles Schwab Bank, Ssb Winter Park FL 05/2020 06/2022
  • 09/2017 → Present
    Charles Schwab & Co., Inc.
    Winter Park, FL
  • 01/2001 → 07/2017
    Huntington Learning Center
    Orlando, FL
  • 01/2001 → Present
    S & S Educational Ent. Inc
    Orlando, FL
  • 05/2020 → 06/2022
    Charles Schwab Bank, Ssb
    Orlando, FL
  • 06/2022 → Present
    Schwab Wealth Advisory, Inc.
    Winter Park, FL
  • 05/2020 → 06/2022
    Charles Schwab Bank, Ssb
    Winter Park, FL
Other Businesses

1) S & S Educational Ent. Inc | Investment Related:No|2031 Santa Antilles Rd|Orlando|FL|32806|USA|Education|Franchisee|1/1/1997|Less than 20|0|I still do some light bookkeeping for this family owned tutoring franchise.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-26
S63 Uniform Securities Agent State Law Examination 2018-02-23
  • S65 Uniform Investment Adviser Law Examination
    2020-05-26
  • S63 Uniform Securities Agent State Law Examination
    2018-02-23

View on SEC IAPD

Other Firms

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WEALTHSPIRE RETIREMENT ADVISORY
CORNERSTONE TRUST MANAGEMENT SERVICES LLC
EDELMAN FINANCIAL ENGINES
FUND ADVISORS OF AMERICA INC
BROOKSTONE CAPITAL MANAGEMENT LLC

Other Investors

Christopher L Turner
CHRISTOPHER CARL BLOHM
James Hasting Benoit
AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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