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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-10 |
| FL | RA | APPROVED | 2020-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Orlando | FL | 09/2017 | Present |
| First Savings Bank | El Paso | TX | 08/2015 | 08/2017 |
| Abrazo Pas Llc | El Paso | TX | 01/2017 | 08/2017 |
| Schwab Wealth Advisory, Inc. | Orlando | FL | 09/2020 | Present |
1) ABRAZO PAS LLC | Investment Related:No|Healthcare Services|Payroll Assistant|9/9/2021|Less than 20|0|Run payroll for employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-23 |
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