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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2020 | Present |
| Untuckit | Scottsdale | AZ | 08/2018 | 12/2019 |
| Arizona Diamondbacks | Phoenix | AZ | 02/2019 | 10/2019 |
| Qualified Mortgage | Phoenix | AZ | 05/2018 | 09/2018 |
| Edward Jones | Tempe | AZ | 09/2017 | 05/2018 |
| Elite Industries | Denver | CO | 05/2017 | 08/2017 |
| Oakland Athletics | Mesa | AZ | 02/2017 | 04/2017 |
| Full-Time Education | Phoenix | AZ | 08/2016 | 02/2017 |
| Charles Schwab Bank Ssb | Phoenix | AZ | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-16 |
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