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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-23 |
| CA | RA | APPROVED | 2018-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marsh | San Francisco | CA | 09/2015 | 09/2017 |
| Stifiel Nicolaus & Co Inc | Paradise | CA | 10/2017 | Present |
1. Chico Noon Exchange Club; Chico CA; Board Member on Exchange Club; Member at Large Board Member; Board Member; 06/03/2024; 3 hrs/month; not during security trading hours; Not Investment-Related 2. California Park Homeowners Association; Chico CA 95928; Homeowners Association Board Member; Member at Large; Board member of HOA where I live; 01/01/2024; 5 hrs/month; not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
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