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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| SD | RA | APPROVED | 2018-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sun Gold Sports | Mitchell | SD | 07/2012 | 09/2017 |
| Stifel Nicolaus & Co Inc | Mitchell | SD | 10/2017 | Present |
1) Sun Gold Sports; 714 E. Kay Ave, Mitchell, SD 57301; Part Owner - Retail, Sporting Goods; 07/01/2012; 0.00 Hour(s) Per Day - not during securities trading hours; Not Investment-Related. 2. Mitchell Christian School; 805 W 18th Ave, Mitchell, SD 57301; Education; Board Member; Attend Board Meetings; 07/27/2020; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-18 |
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