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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
SD RA APPROVED 2018-01-19
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • SD RA
    APPROVED
    Since 2018-01-19

Branch Locations

2605 N. Main, Mitchell, SD 57301-1955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sun Gold Sports Mitchell SD 07/2012 09/2017
Stifel Nicolaus & Co Inc Mitchell SD 10/2017 Present
  • 07/2012 → 09/2017
    Sun Gold Sports
    Mitchell, SD
  • 10/2017 → Present
    Stifel Nicolaus & Co Inc
    Mitchell, SD
Other Businesses

1) Sun Gold Sports; 714 E. Kay Ave, Mitchell, SD 57301; Part Owner - Retail, Sporting Goods; 07/01/2012; 0.00 Hour(s) Per Day - not during securities trading hours; Not Investment-Related. 2. Mitchell Christian School; 805 W 18th Ave, Mitchell, SD 57301; Education; Board Member; Attend Board Meetings; 07/27/2020; 3 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
  • S66 Uniform Combined State Law Examination
    2018-01-18
Other Names
  • Deryk Thomsen
  • Deryk Damion Thomsen

View on SEC IAPD

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