Robert A Roth

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2007-04-04

NC RA
APPROVED

Since 2007-04-04

Branch Locations

2 Walden Ridge Dr Suite 10, Asheville, NC 28803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2003	Present

05/2003 → Present

Edward Jones

St Louis, MO

Other Businesses

Roth Properties Type of business: Property management and invest Fletcher, NC Start date: 8/23/2006 Member manager Hours per week: 1 Hours during trading: 1 Oversee commercial rental and investment property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-29
S65	Uniform Investment Adviser Law Examination	1999-03-01
S63	Uniform Securities Agent State Law Examination	1999-02-22

S66 Uniform Combined State Law Examination

2007-03-29
S65 Uniform Investment Adviser Law Examination

1999-03-01
S63 Uniform Securities Agent State Law Examination

1999-02-22

Other Names

Robert Andrew Roth

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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